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The United States Supreme Court

2024/9/26
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美国最高法院是世界上第一个与行政和立法权力平等的法院,其权力和运作方式是随着时间推移逐渐发展形成的,宪法对其结构和职能的规定非常简略。最高法院的起源可以追溯到1787年宪法会议,当时关于联邦法院与州法院哪一个更适合制衡联邦政府存在争议。最终,宪法第三条规定设立最高法院,但对法院的组织结构、大法官人数、任期等细节并未明确规定,这些都留给了第一届国会来决定。1789年的司法法案对最高法院的组织结构、大法官人数(6人)以及地区法院和巡回法院的设立做出了规定。早期最高法院的影响力相对较小,难以确立权威。1803年的马伯里诉麦迪逊案是美国联邦政府体系发生重大变化的转折点,该案确立了司法审查原则,赋予最高法院推翻违宪法律和政府行为的权力,标志着司法权成为与行政权和立法权平等的权力。此后,最高法院大法官的人数曾多次调整,但九位大法官的传统已经根深蒂固。美国总统可以任命最高法院大法官,但必须经参议院批准。最高法院大法官的终身制是其独特的特征之一,这导致了大法官更替时间的不可预测性。理论上,国会可以罢免大法官,但实际上从未发生过。最高法院首席大法官的权力和责任有限,其任期长短不一。由于最高法院的重要性以及宪法对其结构的规定过于简略,有人呼吁修改宪法以完善或明确最高法院的许多方面,例如对大法官任期进行限制,增加大法官人数,或取消最高法院作为常设机构,改为随机抽取下级法院法官审理案件等。总而言之,美国最高法院从一个弱势机构发展成为一个强大的政府部门,通过具有里程碑意义的案件来行使其权力,并在塑造美国法律和政策方面发挥着关键作用。其未来变化的潜力大于美国政府的其他任何部门。

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The U.S. Supreme Court's significant authority wasn't explicitly defined in the Constitution. The landmark case of Marbury v. Madison in 1803 established the principle of judicial review, enabling the court to overturn laws contradicting the Constitution and solidifying its position as a co-equal branch of government.
  • The Supreme Court's power to check other branches of government wasn't initially clear.
  • Marbury v. Madison established the principle of judicial review.
  • Judicial review allows the Supreme Court to invalidate laws conflicting with the Constitution.

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The United States Constitution identifies three separate branches of government, the executive, the legislative, and the judicial. Each branch has a set of checks and balances which, in theory, limits the power of the others. Two of those branches are outlined in detail in the Constitution. The third, the judicial, is given very little mention in comparison to the other two. And much of its workings and its power in relation to the other two had to be worked out over time.

Learn more about the United States Supreme Court, its founding and its development on this episode of Everything Everywhere Daily. This episode is sponsored by NerdWallet. When it comes to general knowledge and history, you know I've got you covered. But who do you turn to when you need smart financial decisions? If your answer is NerdWallet, then you're absolutely right. And if it's not, let me change your mind.

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The U.S. Supreme Court is unique in world history in that it was the first court to be placed on an equal footing with a country's executive and legislative powers. Traditionally, a court was simply an arm of the king. A judge was nothing more than an agent of the crown, and its job was to deliver the king's justice. Even in republics, courts were subject to the powers that be and couldn't check the decisions that they made. They were simply there to ensure that the laws were executed fairly, but they didn't have the power to strike down a law.

The idea of a court equal in status to two other branches of government emerged during the 1787 Constitutional Convention. The idea of using a court to check on other branches of government found support at the convention. The main debate was between those who wanted a federal court versus those who thought that state courts could check the federal government. The Anti-Federalists were concerned that a federal judiciary would be a source of tyranny and that states were a better vehicle to check Congress and the President.

And this concern was actually reflected in the Bill of Rights. Five of the ten amendments deal with judicial proceedings. The result of the debate at the convention was Article 3 of the Constitution, which outlined the creation of a Supreme Court. The Constitution was very vague as to how the court was to be organized. In fact, Section 1 of Article 3 is the only thing that hints at how the court was to be organized, and it's so short that I can read it in its entirety. Quote,

The judicial power of the United States shall be vested in one Supreme Court and in such inferior courts as Congress may from time to time ordain and establish. The judges, both of the supreme and inferior courts, shall hold their offices during good behavior and shall at stated times receive for their services a compensation which shall not be diminished during their continuance in office. End quote. That's it. The rest of Section 3 deals with the type of cases that the court can hear and the crime of treason.

The Constitutional Convention basically kicked the can down the road to be decided by the first Congress. There is nothing in the Constitution about how many justices should sit on the court, how long they should serve, or anything else. Although Article 1, Section 3 refers to a chief justice, it never explicitly requires the appointment of one.

In fact, it implies, but doesn't explicitly say, that the court has the power to overturn laws passed by the legislative and executive branches. Because the Constitution was so vague regarding the organization of the court and left that power to Congress, it was one of the first things that the first Congress had to attend to in 1798. The result was the Judiciary Act of 1798. The Judiciary Act gave structure to the ambiguity that was in the Constitution.

It set up the court with six justices, five associate justices, and one chief justice. It also created 13 districts in the 11 states that had ratified the Constitution by that time. North Carolina and Rhode Island hadn't yet ratified at that point. In addition to district courts, there were also circuit courts. The circuit court was a traveling court that consisted of three judges, two Supreme Court justices, and a district court judge.

The term circuit comes from the fact that the judges had to ride the circuit traveling from town to town. It was exhausting, and most judges didn't like it. The court's early years were marked by relatively little influence, and it struggled to assert its authority. John Jay, the first Chief Justice of the Supreme Court, found the role unfulfilling and resigned to become the Governor of New York.

The big change to the court, and really the entire federal system of government, occurred in 1803 with the landmark case of Marbury v. Madison. The case originated from the very end of John Adams' presidency, during the period known as the Midnight Appointments. In an effort to maintain Federalist control over the judiciary, Adams made several last-minute appointments, including William Marbury as a Justice of the Peace in the District of Columbia.

However, the commissions for these appointments were not physically delivered before Adams left office. When Thomas Jefferson assumed the presidency, he ordered his Secretary of State, James Madison, not to deliver the commissions. Marbury petitioned the Supreme Court for a writ of mandamus, or an order to compel Madison to deliver the commission. Chief Justice John Marshall, who had been appointed by John Adams, faced a delicate situation.

If he ordered Madison to deliver the commission, the executive branch could just ignore the order, significantly weakening the perceived authority of the Supreme Court. But if he ruled against Marbury, it would appear that the judiciary was weak and subservient to the executive branch.

Marshall's solution was both clever and profound. He ruled that Marbury did indeed have a right to his commission, but concluded that the section of the Judiciary Act of 1789 that gave the Supreme Court the power to issue writs of mandamus exceeded the authority allotted to the court under Article III of the Constitution, and was therefore unconstitutional.

Marbury v. Madison established the principle of judicial review in the United States, effectively giving the Supreme Court the power to strike down laws, statutes, and some governmental actions that violate the Constitution. This was a revolutionary development, as it positioned the judiciary as a co-equal branch of government capable of overruling both the legislative and executive branches.

The number of judges that sat on the court changed over time. It was originally set at six in 1789. In 1801, the Midnight Judges Act would have reduced the number to five by not reappointing a justice after the next one retired, but that was undone by the Judiciary Act of 1802. Congress increased the number of justices as new states were added and new circuit courts were created to cover those new states.

The number of justices was increased to 7 in 1807, 9 in 1837, and 10 in 1863. In 1866, the number was brought back down to 7, and in 1869, it was increased to 9, which is the number that it still is today.

Because the number of justices isn't set in the Constitution, ever since 1869 there has been a temptation to change the number on the court or to pack the court with justices who were sympathetic to the administration at that time. While the number nine isn't set in stone, it has become a very ingrained tradition. Since 1869, the closest the court has come to being packed occurred in 1937.

President Franklin Delano Roosevelt proposed a plan to expand the Supreme Court by allowing him to appoint an additional justice for every sitting justice over the age of 70, up to a maximum of 15 justices. The new proposal was meant to counteract the court, which had struck down several New Deal programs. The plan was defeated overwhelmingly in the Senate, led primarily by Democrats who were a

The Senate voted 70 to 20 against it because they were concerned with the precedent it would set. The Constitution allows the President to appoint Supreme Court Justices, but the Senate must approve them. Every U.S. President has been able to appoint at least one Justice to the Supreme Court except for four: William Henry Harrison, Zachary Taylor, Andrew Johnson, and Jimmy Carter. Of the four, Jimmy Carter was the only one who actually served a full term in office.

One of the unique things about the U.S. Supreme Court is that appointments are for life. The Supreme Court is one of the few institutions in any democratic country with lifetime appointments and no mandatory retirement age. And this has resulted in a system in which no one really knows when a justice will be replaced. Many justices will retire when there's a president of the same party as the one who appointed them. However, many are replaced when they just die in office.

In theory, Congress can remove justices. However, that has never happened. The closest that has come was the impeachment of Justice Samuel Chase in 1805. However, he was acquitted by the Senate. Since the establishment of the Supreme Court, 17 men have served as its chief justice. The appointment of the chief justice is similar to that of the appointment of a regular associate justice. A chief justice may be a current sitting justice, or it might be someone who is not on the court at all.

Regardless of where they came from, they still have to be appointed by a president and confirmed by the Senate. The shortest-serving Chief Justice was John Rutledge, who only had a tenure of 138 days in 1795. The longest-serving Chief Justice was William Marshall, who served for 35 years. Being Chief Justice only provides limited powers and responsibilities. The Chief Justice presides over the Supreme Court's public sessions and private conferences where judges can vote on cases.

In these conferences, the Chief Justice gets to speak first and votes last. When voting with the majority in a decision, the Chief Justice has the authority to assign who writes the court's opinion. Ceremonially, the Chief Justice presides over the Senate trial if the President of the United States is impeached. And the Chief Justice traditionally administers the oath of office to the President during an inauguration.

Because of the importance of the Supreme Court, and because of how little of the structure of the court is actually in the Constitution, there have been calls to amend the Constitution to fix, or at least codify, many aspects of the court. One suggestion has been to make the replacement of justices more regular. Rather than relying on unplanned resignations or deaths, there would be a set schedule for appointments.

If their court were to remain at nine justices, one common suggestion would be to limit each justice to an 18-year term and appoint a new justice every two years. That way, each presidential administration would get exactly two Supreme Court appointments, eliminating any randomness in appointments. Another proposal would increase the number of justices dramatically with as many as 19.

Unlike a court packing plan, the new justices would be appointed evenly over time and not all at once. The reason for increasing the size of the court would be to lessen the importance of any one justice. More justices would also mean more appointments. And it should be noted that the U.S. Supreme Court has one of the smallest high courts of any democratic country with an independent court system. Yet another proposal would be to eliminate the Supreme Court as a standing body altogether.

This proposal would be to randomly appoint lower court judges to hear cases that reach the Supreme Court. There are currently 890 federal judges at various levels who fall under Article III of the Constitution and could potentially be drawn from four Supreme Court cases. Over the years, the Supreme Court has evolved from a weak institution to a powerful branch of government, asserting its authority through landmark cases and playing a critical role in shaping U.S. law and policy.

Much of what the Supreme Court has become was never outlined in the Constitution, but rather has evolved over time. Precisely because the Constitution is so vague on the structure of the Supreme Court, whether through legislation or a constitutional amendment, the Supreme Court has a greater potential for future change than any other branch of the American government. The executive producer of Everything Everywhere Daily is Charles Daniel. The associate producers are Benji Long and Cameron Kiefer.

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